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George Henry Bode

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Information

Firm:
Type: Registered Representative
Description

George Bode is a financial professional at Intercarolina Financial Services, Inc., a broker-dealer with 45 registered representatives NC and KY. George has held an industry securities registration for a year and is subject to FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Lincoln Investment 1 year, 3 months Aug 2010 - Nov 2011
Aag Securities, Inc. 12 years, 11 months Sep 1997 - Aug 2010
George H. Bode 18 years, 1 month Sep 1996 - Present
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 07/15/1989
Uniform Securities Agent State Law ExaminationSeries 63 04/27/1989

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

George Henry Bode has not answered any questions on Financial Q&A.

Top Guides

George Henry Bode has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
12/07/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees