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Information

Firm:
Type: Registered Representative
Description

George Bode is a financial professional at Intercarolina Financial Services, Inc., a broker-dealer with 48 registered representatives NC and KY. George has held an industry securities registration for a year and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

George Henry Bode has not answered any questions on Financial Q&A.

Top Guides

George Henry Bode has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Lincoln Investment 1 year, 3 months Aug 2010 - Nov 2011
Aag Securities, Inc. 12 years, 11 months Sep 1997 - Aug 2010
George H. Bode 17 years, 7 months Sep 1996 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
12/07/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 07/15/1989
Uniform Securities Agent State Law Examination Series 63 04/27/1989

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees