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Barton Eli Hendricks

Other Names: Bart E Hendricks, Bart E. Hendricks, Bartpm Eli Hendricks
Firm:
Princor Financial Services Corporation
Type: Dual Registration
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Description

Barton Hendricks a financial professional at Princor Financial Services Corporation, a broker-dealer with over 2,800 registered representatives nationwide. Barton has held an industry securities registration for less than a year and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Barton Eli Hendricks has not answered any questions on Financial Q&A.

Top Guides

Barton Eli Hendricks has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Hall & Associates 1 year May 2012 - Present
Princor Financial Services Corporation 1 year, 6 months Nov 2011 - Present
Self Employment 4 months Jul 2011 - Nov 2011
Garden State Investment Advisory Services, LLC 9 months Sep 2010 - Jun 2011
Invest Financial Corporation 11 months Jul 2010 - Jun 2011
Touch Fall Marketing 1 year, 1 month Jun 2009 - Jul 2010
Boise School District 2 years, 10 months Sep 2008 - Jul 2011
The Studio Corp 1 year, 3 months Jun 2007 - Sep 2008
The Home Depot 11 months Jun 2006 - May 2007
Chelton Flight Systems 10 months Jul 2005 - May 2006
Harlan Campbell 7 months Dec 2004 - Jul 2005
San Diego Chargers 4 years, 6 months May 2000 - Nov 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/01/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
05/01/2012
03/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 12/15/2011
Uniform Securities Agent State Law Examination Series 63 11/10/2011
Uniform Investment Adviser Law Examination Series 65 04/20/2011

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SEMINAR FEES AND SOLICITORS FEES