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Charles Russell Peeler

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Information

Firm:
Type: Registered Representative
Description

Charles Peeler is a financial professional at Vanguard Marketing Corporation, a broker-dealer with over 5,700 registered representatives nationwide. Charles has held an industry securities registration for 7 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Vanguard Group Inc 9 years Aug 2005 - Present
United States Post Office 2 years, 7 months Jan 2003 - Aug 2005
Sim USA 10 months Jan 2002 - Nov 2002
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 07/25/2011
Uniform Securities Agent State Law ExaminationSeries 63 09/14/2005
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 09/01/2005

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Charles Russell Peeler has not answered any questions on Financial Q&A.

Top Guides

Charles Russell Peeler has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
06/28/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.