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Information

Firm:
Type: Registered Representative
Description

Charles Peeler is a financial professional at Vanguard Marketing Corporation, a broker-dealer with over 5,650 registered representatives nationwide. Charles has held an industry securities registration for 7 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Charles Russell Peeler has not answered any questions on Financial Q&A.

Top Guides

Charles Russell Peeler has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Vanguard Group Inc 8 years, 8 months Aug 2005 - Present
United States Post Office 2 years, 7 months Jan 2003 - Aug 2005
Sim USA 10 months Jan 2002 - Nov 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
06/28/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 07/25/2011
Uniform Securities Agent State Law Examination Series 63 09/14/2005
Investment Company Products/Variable Contracts Representative Examination Series 6 09/01/2005

Firm Compensation Arrangements

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No compensation arrangements listed.