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Suzanne Shearer

Other Names: Elizabeth Suzanne Shearer, Suzanne Shearer Coakley
Firm:
PNC Investments
Type: Dual Registration
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Description

Suzanne Shearer a financial professional at PNC Investments, a broker-dealer with over 2,150 registered representatives nationwide. Suzanne has held an industry securities registration for a year and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Suzanne Shearer has not answered any questions on Financial Q&A.

Top Guides

Suzanne Shearer has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations
Other Pooled Investment Vehicles
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
PNC Investments 3 years May 2010 - Present
Pnc Bank 6 years, 1 month Apr 2007 - Present
Garton Associates 4 months Nov 2006 - Mar 2007
Commonwealth of Ky 2 years, 4 months Jun 2004 - Oct 2006
Kentucky Derby Museum 5 years, 6 months Dec 1998 - Jun 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/07/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/07/2011
04/07/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 05/02/2011
General Securities Representative Examination Series 7 08/16/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets