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Shane Richard Betts

Firm:
Chase Investment Services Corp.
Type: Registered Representative
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Description

Shane Betts a financial professional at Chase Investment Services Corp., a broker-dealer with over 13,100 registered representatives nationwide. Shane has held an industry securities registration for 7 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Shane Richard Betts has not answered any questions on Financial Q&A.

Top Guides

Shane Richard Betts has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Chase Investment Services Corp. 4 years May 2009 - Present
Wamu Investments, Inc. 4 years, 4 months Jan 2009 - Present
Jp Morgan/Chase Bank 8 years, 12 months Jun 2004 - Present
Sun America Securities, Inc. 11 months Jul 2003 - Jun 2004
Gettysburg College 3 years, 8 months Sep 1999 - May 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
02/02/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 10/20/2003
Investment Company Products/Variable Contracts Representative Examination Series 6 08/29/2003

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets