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Information

Other Names: Ryan J Kokx
Firm:
Type: Not Actively Registered
Description

Ryan Kokx is a financial professional at Nylife Securities LLC. Ryan has held an industry securities registration for 8 years.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Ryan Jerome Kokx has not answered any questions on Financial Q&A.

Top Guides

Ryan Jerome Kokx has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Nylife Securities LLC 1 year, 1 month Mar 2013 - Present
New York Life Insurance Company 1 year, 2 months Feb 2013 - Present
Merrill Lynch - Bank of America 1 year, 2 months Nov 2011 - Jan 2013
Self-Employed 1 year, 10 months Jan 2010 - Nov 2011
Fifth Third Bank 3 years, 5 months Jul 2006 - Dec 2009
Charter One Bank 1 year, 2 months Apr 2005 - Jun 2006
Metlife Resources 6 months Oct 2004 - Apr 2005
Axa Advisors 2 years, 3 months Jul 2002 - Oct 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 03/15/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

1 Financial Disclosure

1 Financial Disclosure

As of Date
03/15/2013
09/24/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 02/07/2012
Uniform Investment Adviser Law Examination Series 65 02/12/2003
Uniform Securities Agent State Law Examination Series 63 08/23/2001
General Securities Representative Examination Series 7 08/07/2001

Firm Compensation Arrangements

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No compensation arrangements listed.