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Ryan Jerome Kokx

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Information

Other Names: Ryan J Kokx
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Nylife Securities LLC ended in March 1, 2014.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Nylife Securities LLC 1 year, 8 months Mar 2013 - Present
New York Life Insurance Company 1 year, 9 months Feb 2013 - Present
Merrill Lynch / Bank of America 1 year, 2 months Nov 2011 - Jan 2013
Self-Employed 1 year, 10 months Jan 2010 - Nov 2011
Fifth Third Bank 3 years, 5 months Jul 2006 - Dec 2009
Charter One Bank 1 year, 2 months Apr 2005 - Jun 2006
Metlife Resources 6 months Oct 2004 - Apr 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 02/07/2012
Uniform Investment Adviser Law ExaminationSeries 65 02/12/2003
Uniform Securities Agent State Law ExaminationSeries 63 08/23/2001
General Securities Representative ExaminationSeries 7 08/07/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Ryan Jerome Kokx has not answered any questions on Financial Q&A.

Top Guides

Ryan Jerome Kokx has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

1 Financial Disclosure

No Disclosures Found

As of Date
03/18/2014
10/28/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.