Susan Desantis is a financial professional at Sigma Financial Corporation, a broker-dealer with 692 registered representatives nationwide. Susan has held an industry securities registration for less than a year and is subject to FINRA oversight.
|Sigma Financial Corporation||1 year, 7 months||Oct 2013 - Present|
|Royal Alliance Associates,Inc||9 years, 3 months||Jun 2004 - Sep 2013|
|Susan Desantis Financial Services||14 years, 3 months||Feb 2001 - Present|
|Washington Square Securities, Inc.||12 years, 5 months||Dec 1991 - May 2004|
|Secure Investment Planners, Inc||24 years, 9 months||Sep 1990 - Present|
|Uniform Investment Adviser Law Examination||Series 65||11/25/1996|
|Direct Participation Programs Representative Examination||Series 22||05/19/1989|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||08/28/1987|
|Uniform Securities Agent State Law Examination||Series 63||08/28/1987|
No client types listed.
1 Customer Dispute
|As of Date||
No compensation arrangements listed.