Susan Desantis is a financial professional at Sigma Financial Corporation, a broker-dealer with 686 registered representatives nationwide. Susan has held an industry securities registration for less than a year and is subject to FINRA oversight.
Top AnswersSusan Carol Desantis has not answered any questions on Financial Q&A.
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|Sigma Financial Corporation||5 months, 1 week||Oct 2013 - Present|
|Royal Alliance Associates,Inc||9 years, 3 months||Jun 2004 - Sep 2013|
|Susan Desantis Financial Services||13 years, 1 month||Feb 2001 - Present|
|Washington Square Securities, Inc.||12 years, 5 months||Dec 1991 - May 2004|
|Secure Investment Planners, Inc||23 years, 6 months||Sep 1990 - Present|
1 Customer Dispute
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Investment Adviser Law Examination||Series 65||11/25/1996|
|Direct Participation Programs Representative Examination||Series 22||05/19/1989|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||08/28/1987|
|Uniform Securities Agent State Law Examination||Series 63||08/28/1987|
No compensation arrangements listed.