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Ryan Joseph Sherwood

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Type: SEC and FINRA Registered

Ryan Sherwood is a financial professional at Investment Centers of America, Inc., a broker-dealer with 577 registered representatives nationwide. Ryan has held an industry securities registration for 13 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Investment Centers of America 4 years, 11 months Jan 2011 - Present
Investment Centers 5 years, 5 months Aug 2005 - Jan 2011
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/03/2002
General Securities Representative ExaminationSeries 7 12/18/2001

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Ryan Joseph Sherwood has not answered any questions on Financial Q&A.

Top Articles

Ryan Joseph Sherwood has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions