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Gavin Apter

Firm:
Goldman, Sachs & Co.
Type: Registered Representative
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Description

Gavin Apter a financial professional at Goldman, Sachs & Co., a broker-dealer with over 5,150 registered representatives nationwide. Gavin has held an industry securities registration for less than a year and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Gavin Apter has not answered any questions on Financial Q&A.

Top Guides

Gavin Apter has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Corporations or Other Businesses
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Goldman Sachs (Asia) LLC 1 year, 6 months Nov 2011 - Present
Goldman Sachs Jbwere 6 years, 9 months Feb 2005 - Nov 2011
Vacation 3 months Nov 2004 - Feb 2005
University Education 2 years, 9 months Feb 2002 - Nov 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
06/22/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 11/05/2011
General Securities Representative Examination Series 7 06/04/2009

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Other: (6) Performance-based fees
  • Other: EXECUTION CHARGES, CUSTODY, CONSOLIDATED REPORTS, MANAGEMENT FEE