Brittany Caitlin Bradford
Description
Brittany Bradford a financial professional at Diesslin & Associates Inc, a $602M dollar RIA based in Fort Worth, TX. Brittany has held an industry securities registration for a year and is subject to SEC oversight.
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Firm Client Types
|
Individuals |
|
High Net Worth Individuals |
|
Pension and Profit Sharing Plans |
|
Corporations or Other Businesses |
|
Charitable Organizations |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
| Employer |
Years |
Dates |
|
Diesslin & Associates Inc
|
3 years, 4 months
|
Jan 2010 -
Present
|
|
Options Clearing Corp
|
1 year
|
Dec 2008 -
Dec 2009
|
|
Q Investments
|
1 year, 4 months
|
Aug 2007 -
Dec 2008
|
|
Primrose School
|
2 months
|
May 2007 -
Jul 2007
|
|
Texas Christian University
|
3 years, 4 months
|
Aug 2006 -
Dec 2009
|
|
Coppell High School
|
4 years
|
Aug 2002 -
Aug 2006
|
|
Coppell Middle School West
|
2 years, 1 month
|
Jul 2000 -
Aug 2002
|
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of 07/14/2010, and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
|
|
License Status
|
Registered
|
|
Disclosures
|
|
| As of Date |
07/14/2010
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
Advisor Exams
| Exam |
Series |
Passed Date |
| Uniform Investment Adviser Law Examination |
Series 65 |
07/19/2010 |
Firm Compensation Arrangements
Types of Compensation Arrangements
-
Percentage of Assets
-
Hourly Charges
-
Fixed Fees
-
Other: (6) Performance-based fees