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Other Names: Brandi K Corbin
Type: Dual Registration

Brandi Critchett is a financial professional at Tiaa-Cref Advice and Planning Services, a broker-dealer with over 3,250 registered representatives nationwide. Brandi has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

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Answers and Guides

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Firm Client Types

High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Tiaa-Cref Individual & Institutional Services, LLC 8 years, 8 months Aug 2005 - Present
TIAA 8 years, 8 months Aug 2005 - Present
Nationwide Investment Services 1 year, 5 months Feb 2004 - Jul 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/26/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 03/11/2011
Uniform Securities Agent State Law Examination Series 63 09/29/2005
General Securities Representative Examination Series 7 06/04/2002

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets