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Brandi C Critchett

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Information

Other Names: Brandi K Corbin
Firm:
Type: Dual Registration
Description

Brandi Critchett is a financial professional at Tiaa-Cref Advice and Planning Services, a broker-dealer with over 3,550 registered representatives nationwide. Brandi has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Tiaa-Cref Individual & Institutional Services, LLC 9 years, 2 months Aug 2005 - Present
TIAA 9 years, 2 months Aug 2005 - Present
Nationwide Investment Services 1 year, 5 months Feb 2004 - Jul 2005
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 03/11/2011
Uniform Securities Agent State Law ExaminationSeries 63 09/29/2005
General Securities Representative ExaminationSeries 7 06/04/2002

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Brandi C Critchett has not answered any questions on Financial Q&A.

Top Guides

Brandi C Critchett has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
04/02/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: COMPENSATION FROM AFFILIATES