Home  >  BrightScope Advisor Pages  >  Carlos Gonzalez

Carlos Gonzalez

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Carlos Arana, Carlos Martin Arana, Carlos Martin Gonzalez
Firm:
Type: Registered Representative
Description

Carlos Gonzalez is a financial professional at Primerica Advisors, a broker-dealer with over 17,600 registered representatives nationwide. Carlos has held an industry securities registration for 20 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
PFS Investments, Inc 22 years, 12 months Oct 1991 - Present
Primerica Financial Services 25 years Sep 1989 - Present
Exams
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 01/10/1995
Uniform Securities Agent State Law ExaminationSeries 63 11/06/1991
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/31/1991

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Carlos Gonzalez has not answered any questions on Financial Q&A.

Top Guides

Carlos Gonzalez has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
07/14/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets