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Daniel Joel Kanowith

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Information

Firm:
Type: Registered Representative
Description

Daniel Kanowith is a financial professional at Sg Americas Securities, LLC, a broker-dealer with 631 registered representatives NY. Daniel has held an industry securities registration for a year and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Sg Americas Securities, LLC 4 years, 5 months Mar 2010 - Present
J. P. Morgan 3 years, 4 months Nov 2006 - Mar 2010
Bear Stearns Co. 2 years, 3 months Aug 2004 - Nov 2006
Fx Solutions 1 year, 1 month Jul 2003 - Aug 2004
Exams
ExamSeriesPassed Date
National Commodity Futures ExaminationSeries 3 03/17/2011
Uniform Securities Agent State Law ExaminationSeries 63 09/24/2010
General Securities Representative ExaminationSeries 7 09/03/2010

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Daniel Joel Kanowith has not answered any questions on Financial Q&A.

Top Guides

Daniel Joel Kanowith has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Other Pooled Investment Vehicles

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
02/07/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: (6) Performance-based fees