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Gary Robert Placek

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Information

Firm:
Type: Registered Representative
Description

Gary Placek is a financial professional at Robert W. Baird & Co. Incorporated, a broker-dealer with over 2,200 registered representatives nationwide. Gary has held an industry securities registration for 23 years and is subject to FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Robert W. Baird & Co. Incorporated 24 years, 3 months Aug 1990 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 12/10/1990
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 11/13/1990
Uniform Securities Agent State Law ExaminationSeries 63 07/01/1986
General Securities Representative ExaminationSeries 7 05/17/1986

Answers and Guides

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Top Answers

Gary Robert Placek has not answered any questions on Financial Q&A.

Top Guides

Gary Robert Placek has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Business Development Companies
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
High Net Worth Individuals
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/13/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees