Karen Patulski is a financial professional at Key Investment Services LLC, a broker-dealer with over 1,200 registered representatives nationwide. Karen has held an industry securities registration for 5 years and is subject to FINRA oversight.
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|High Net Worth Individuals|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Key Investment Services LLC||6 years, 2 months||Jan 2008 - Present|
|First Niagara||2 years, 9 months||Mar 2005 - Dec 2007|
|Keybanc Capital Markets Inc.||5 years, 10 months||May 1999 - Mar 2005|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Futures Managed Funds Examination||Series 31||06/03/2003|
|General Securities Sales Supervisor Examination (Options Module & GeneralModule)||Series 8||03/29/1999|
|Municipal Securities Principal Examination||Series 53||08/03/1998|
|General Securities Principal Examination||Series 24||02/12/1996|
|Uniform Investment Adviser Law Examination||Series 65||07/19/1995|
|General Securities Representative Examination||Series 7||06/19/1995|
|Uniform Securities Agent State Law Examination||Series 63||12/19/1994|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||11/29/1994|
Types of Compensation Arrangements
- Percentage of Assets