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Karen Patulski

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Type: Registered Representative

Karen Patulski is a financial professional at Key Investment Services LLC, a broker-dealer with over 1,150 registered representatives nationwide. Karen has held an industry securities registration for 5 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Key Investment Services LLC 7 years, 9 months Jan 2008 - Present
First Niagara 2 years, 9 months Mar 2005 - Dec 2007
Keybanc Capital Markets Inc. 5 years, 10 months May 1999 - Mar 2005
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 06/03/2003
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 03/29/1999
Municipal Securities Principal ExaminationSeries 53 08/03/1998
General Securities Principal ExaminationSeries 24 02/12/1996
Uniform Investment Adviser Law ExaminationSeries 65 07/19/1995
General Securities Representative ExaminationSeries 7 06/19/1995
Uniform Securities Agent State Law ExaminationSeries 63 12/19/1994
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 11/29/1994

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Karen Patulski has not answered any questions on Financial Q&A.

Top Articles

Karen Patulski has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets