Home  >  BrightScope Advisor Pages  >  Karen Patulski

Karen Patulski

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Type: Registered Representative
Description

Karen Patulski is a financial professional at Key Investment Services LLC, a broker-dealer with over 1,200 registered representatives nationwide. Karen has held an industry securities registration for 5 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Key Investment Services LLC 6 years, 7 months Jan 2008 - Present
First Niagara 2 years, 9 months Mar 2005 - Dec 2007
Keybanc Capital Markets Inc. 5 years, 10 months May 1999 - Mar 2005
Exams
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 06/03/2003
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 03/29/1999
Municipal Securities Principal ExaminationSeries 53 08/03/1998
General Securities Principal ExaminationSeries 24 02/12/1996
Uniform Investment Adviser Law ExaminationSeries 65 07/19/1995
General Securities Representative ExaminationSeries 7 06/19/1995
Uniform Securities Agent State Law ExaminationSeries 63 12/19/1994
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 11/29/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Karen Patulski has not answered any questions on Financial Q&A.

Top Guides

Karen Patulski has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets