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Denise Shelley Brady

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Other Names: Denise S Tuck, Denise Shelley Tuck
Type: SEC and FINRA Registered

Denise Brady is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 25,600 registered representatives nationwide. Denise has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
J.P. Morgan Securities LLC 3 years, 1 month Oct 2012 - Present
AKA 3 years, 10 months Feb 2011 - Dec 2014
Chase Investment Services Corp. 3 years, 5 months May 2009 - Oct 2012
Wm Financial Services, Inc. 16 years, 11 months Jan 1999 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/15/2006
General Securities Representative ExaminationSeries 7 12/28/1998
Uniform Securities Agent State Law ExaminationSeries 63 03/01/1991
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 09/26/1989

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Denise Shelley Brady has not answered any questions on Financial Q&A.

Top Articles

Denise Shelley Brady has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees