Home  >  BrightScope Advisor Pages  >  Denise Shelley Brady


Other Names: Denise S Tuck, Denise Shelley Tuck
Type: Dual Registration

Denise Brady is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 28,400 registered representatives nationwide. Denise has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

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Answers and Guides

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Top Answers

Denise Shelley Brady has not answered any questions on Financial Q&A.

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
J.P. Morgan Securities LLC 1 year, 6 months Oct 2012 - Present
AKA 3 years, 2 months Feb 2011 - Present
Chase Investment Services Corp. 3 years, 5 months May 2009 - Oct 2012
Wm Financial Services, Inc. 15 years, 3 months Jan 1999 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/26/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 07/15/2006
General Securities Representative Examination Series 7 12/28/1998
Uniform Securities Agent State Law Examination Series 63 03/01/1991
Investment Company Products/Variable Contracts Representative Examination Series 6 09/26/1989

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees