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Denise Shelley Brady

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Information

Other Names: Denise S Tuck, Denise Shelley Tuck
Firm:
Type: Dual Registration
Description

Denise Brady is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 27,800 registered representatives nationwide. Denise has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
J.P. Morgan Securities LLC 2 years, 1 month Oct 2012 - Present
AKA 3 years, 9 months Feb 2011 - Present
Chase Investment Services Corp. 3 years, 5 months May 2009 - Oct 2012
Wm Financial Services, Inc. 15 years, 10 months Jan 1999 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/15/2006
Uniform Securities Agent State Law ExaminationSeries 63 03/01/1991

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Denise Shelley Brady has not answered any questions on Financial Q&A.

Top Guides

Denise Shelley Brady has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
09/21/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees