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Sharon Sue Wisler

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Information

Other Names: Sharon Wisler
Firm:
Type: Dual Registration
Description

Sharon Wisler is a financial professional at Waddell & Reed, a broker-dealer with over 2,750 registered representatives nationwide. Sharon has held an industry securities registration for 3 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Various Insurance Carriers for W & R Insurance Agencies 3 years, 10 months Sep 2010 - Present
Waddell & Reed, Inc 3 years, 11 months Aug 2010 - Present
Family Heritage Life Ins 5 months May 2010 - Oct 2010
Spring Ford Country Club 9 years, 6 months Sep 2000 - Mar 2010
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/17/2010
General Securities Representative ExaminationSeries 7 10/21/2010

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Sharon Sue Wisler has not answered any questions on Financial Q&A.

Top Guides

Sharon Sue Wisler has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
07/06/2012
04/20/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES