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Sharon Sue Wisler

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Information

Other Names: Sharon Wisler
Firm:
Type: SEC and FINRA Registered
Description

Sharon Wisler is a financial professional at Waddell & Reed, a broker-dealer with over 2,750 registered representatives nationwide. Sharon has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Various Insurance Carriers for W & R Insurance Agencies 5 years Sep 2010 - Present
Waddell & Reed, Inc 5 years, 1 month Aug 2010 - Present
Family Heritage Life Ins 5 months May 2010 - Oct 2010
Spring Ford Country Club 9 years, 6 months Sep 2000 - Mar 2010
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/17/2010
General Securities Representative ExaminationSeries 7 10/21/2010

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Sharon Sue Wisler has not answered any questions on Financial Q&A.

Top Articles

Sharon Sue Wisler has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/27/2015
05/13/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: VARIABLE FEES