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Michael Case Smith

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Other Names: Grey Smith, Michael Grey
Additional Firms:
Ruggie Wealth Management
Managing Director, Retirement Services
Type: RIA

Michael Smith has an ownership stake of Ruggie Wealth Management, a $333M RIA based in Tavares, FL. Michael is also registered with Asset Advisors of America, LLC, based in Longwood, FL and Rwm Asset Management, LLC, an $8M RIA based in Tavares, FL. Michael has held an industry securities registration for 9 years and is subject to SEC oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Rwm Asset Management 1 year, 1 month Oct 2014 - Present
Ruggie Wealth Management 2 years, 7 months May 2013 - Present
Financial Telesis, Inc. 11 months, 1 week Mar 2012 - Feb 2013
Harden 11 months Feb 2012 - Jan 2013
Avatar Associates 3 years Jul 2008 - Jul 2011
Zacks Investment Management 3 years, 1 month Jun 2005 - Jul 2008
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/05/2013
Uniform Securities Agent State Law ExaminationSeries 63 04/14/2012
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/03/2012
Futures Managed Funds ExaminationSeries 31 02/11/1994
General Securities Representative ExaminationSeries 7 12/21/1993
National Commodity Futures ExaminationSeries 3 09/12/1988

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Michael Case Smith has not answered any questions on Financial Q&A.

Top Articles

Michael Case Smith has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets