Home  >  BrightScope Advisor Pages  >  Michael Case Smith

Michael Case Smith

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Grey Smith, Michael Grey
Firm:
Additional Firm:
Type: RIA
Description

Michael Smith is a financial professional at Asset Advisors of America, LLC, based in Longwood, FL. Michael is also registered with Ruggie Wealth Management, a $286M RIA based in Tavares, FL. Michael has held an industry securities registration for 7 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Ruggie Wealth Management 1 year, 3 months May 2013 - Present
Financial Telesis, Inc. 11 months, 1 week Mar 2012 - Feb 2013
Harden 11 months Feb 2012 - Jan 2013
Avatar Associates 3 years Jul 2008 - Jul 2011
Zacks Investment Management 3 years, 1 month Jun 2005 - Jul 2008
Self-Employed Consultant 4 years, 10 months Aug 2000 - Jun 2005
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 07/05/2013
Uniform Securities Agent State Law ExaminationSeries 63 04/14/2012
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/03/2012
Futures Managed Funds ExaminationSeries 31 02/11/1994
General Securities Representative ExaminationSeries 7 12/21/1993
National Commodity Futures ExaminationSeries 3 09/12/1988

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Case Smith has not answered any questions on Financial Q&A.

Top Guides

Michael Case Smith has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Pension and Profit Sharing Plans

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/07/2013
01/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: THIRD-PARTY REFERRAL FEES