Home  >  BrightScope Advisor Pages  >  Muriel Lynn Walsh

Muriel Lynn Walsh

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Muriel Lynn Shotwell
Firm:
Type: Registered Representative
Description

Muriel Walsh is a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 26,300 registered representatives nationwide. Muriel has held an industry securities registration for 16 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Wells Fargo Advisors, LLC 3 years, 8 months Jan 2011 - Present
Wells Fargo Investments, LLC 9 years, 8 months May 2001 - Jan 2011
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 02/09/1998
General Securities Principal ExaminationSeries 24 02/02/1998
General Securities Representative ExaminationSeries 7 01/05/1998
Municipal Securities Principal ExaminationSeries 53 10/31/1996
Municipal Securities Representative ExaminationSeries 52 03/17/1987

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Muriel Lynn Walsh has not answered any questions on Financial Q&A.

Top Guides

Muriel Lynn Walsh has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Other Investment Advisors
Business Development Companies
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
High Net Worth Individuals
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
07/16/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions