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Richard Joseph Durkee

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Other Names: Richard Joseph Durkee Jr, Rick Durkee Jr
Type: RIA

Richard Durkee is a financial professional at Horter Investment Management, LLC, a $1B RIA based in Cincinnati, OH. Richard has held an industry securities registration for 2 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Horter Investment Management, LLC 3 years, 3 months Dec 2011 - Present
Coastal Financial Planning Group, LLC 8 years, 11 months May 2006 - Present
Metropolitan Life Insurance Company 7 years, 5 months Nov 1998 - Apr 2006
Metlife Securities Inc. 7 years, 5 months Nov 1998 - Apr 2006
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/29/2011
Uniform Securities Agent State Law ExaminationSeries 63 02/26/1991
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 08/30/1990

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Richard Joseph Durkee has not answered any questions on Financial Q&A.

Top Guides

Richard Joseph Durkee has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges