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Other Names: Richard Joseph Durkee Jr, Rick Durkee Jr
Type: RIA

Richard Durkee is a financial professional at Horter Investment Management, LLC, a $668M RIA based in Cincinnati, OH. Richard has held an industry securities registration for 17 years and is subject to SEC oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Richard Joseph Durkee has not answered any questions on Financial Q&A.

Top Guides

Richard Joseph Durkee has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Other Pooled Investment Vehicles
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Horter Investment Management, LLC 2 years, 4 months Dec 2011 - Present
Coastal Financial Planning Group, LLC 7 years, 11 months May 2006 - Present
Metropolitan Life Insurance Company 7 years, 5 months Nov 1998 - Apr 2006
Metlife Securities Inc. 7 years, 5 months Nov 1998 - Apr 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/03/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 11/29/2011
Uniform Securities Agent State Law Examination Series 63 02/26/1991
Investment Company Products/Variable Contracts Representative Examination Series 6 08/30/1990

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges