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Jennifer Kutyla Warfield

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Information

Other Names: Jen Kutyla, Jennifer Anne Kutyla
Firm:
Type: Registered Representative
Description

Jennifer Warfield is a financial professional at Esi Financial Advisors, a broker-dealer with 593 registered representatives nationwide. Jennifer has held an industry securities registration for 8 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Equity Services, Inc. 6 years, 11 months Nov 2007 - Present
Nationwide Securities, Inc. 2 months Sep 2007 - Nov 2007
1717 Capital Management 10 months Jan 2007 - Nov 2007
Nationwide Financial Network 6 years, 9 months Feb 2001 - Nov 2007
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 02/03/2007
Uniform Securities Agent State Law ExaminationSeries 63 02/14/1998
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 05/22/1997
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 10/20/1995

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jennifer Kutyla Warfield has not answered any questions on Financial Q&A.

Top Guides

Jennifer Kutyla Warfield has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
07/29/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions