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Tim Leissner

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Information

Firm:
Type: Registered Representative
Description

Tim Leissner is a financial professional at Goldman, Sachs & Co., a broker-dealer with over 7,350 registered representatives nationwide. Tim has held an industry securities registration for 14 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Goldman Sachs (Asia) LLC 2 years, 11 months Nov 2011 - Present
Goldman Sachs (Singapore) Pte 4 years, 11 months Dec 2006 - Nov 2011
Goldman Sachs (Asia) LLC 9 years, 10 months Dec 2004 - Present
Goldman Sachs (Singapore) Pte 2 years, 3 months Aug 2002 - Nov 2004
Gymnasium Kreuzmeide 19 years, 5 months Jul 1987 - Dec 2006
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 03/20/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Tim Leissner has not answered any questions on Financial Q&A.

Top Guides

Tim Leissner has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Other
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
07/30/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Performance-based Fees
  • Other: EXECUTION CHARGES, CUSTODY, CONSOLIDATED REPORTS, MANAGEMENT FEE