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Jose Maria Gonzalez

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Other Names: Jose M Gonzalez, Jose Maria Gonzalez Gullon
Additional Firm:
Type: SEC and FINRA Registered

Jose Gonzalez is a financial professional at LPL Financial LLC, a broker-dealer with over 18,100 registered representatives nationwide. Jose is also registered with Texas Legacy Wealth Management, a $125M RIA based in San Antonio, TX. Jose has held an industry securities registration for 2 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Texas Legacy Wealth Management 2 years, 3 months Aug 2013 - Present
LPL Financial LLC 2 years, 5 months Jul 2013 - Present
Investment Professionals, Inc. 10 months Oct 2012 - Aug 2013
Tecnun School of Engineering - University of Navarra 8 years Sep 2004 - Sep 2012
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/15/2013
General Securities Representative ExaminationSeries 7 11/12/2012

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Jose Maria Gonzalez has not answered any questions on Financial Q&A.

Top Articles

Jose Maria Gonzalez has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions