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Jose Maria Gonzalez

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Information

Other Names: Jose M Gonzalez, Jose Maria Gonzalez Gullon
Firm:
Type: Dual Registration
Description

Jose Gonzalez is a financial professional at Texas Legacy Wealth Management, a $113M RIA based in San Antonio, TX. Jose has held an industry securities registration for a year and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Texas Legacy Wealth Management 1 year, 2 months Aug 2013 - Present
LPL Financial LLC 1 year, 3 months Jul 2013 - Present
Investment Professionals, Inc. 10 months Oct 2012 - Aug 2013
Tecnun School of Engineering - University of Navarra 8 years Sep 2004 - Sep 2012
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/15/2013

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jose Maria Gonzalez has not answered any questions on Financial Q&A.

Top Guides

Jose Maria Gonzalez has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
04/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees