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Jose Maria Gonzalez

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Other Names: Jose M Gonzalez, Jose Maria Gonzalez Gullon
Type: Dual Registration

Jose Gonzalez is a financial professional at Texas Legacy Wealth Management, a $113M RIA based in San Antonio, TX. Jose has held an industry securities registration for a year and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Texas Legacy Wealth Management 1 year, 3 months Aug 2013 - Present
LPL Financial LLC 1 year, 4 months Jul 2013 - Present
Investment Professionals, Inc. 10 months Oct 2012 - Aug 2013
Tecnun School of Engineering - University of Navarra 8 years Sep 2004 - Sep 2012
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 04/15/2013

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jose Maria Gonzalez has not answered any questions on Financial Q&A.

Top Guides

Jose Maria Gonzalez has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees