Daniel "Danny" Chen
| Other Names: |
Daniel Chen, Daniel R Chen, Daniel Romero Chen
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| Type: |
Dual Registration |
Description
Daniel R Chen is a representative at Multi-Financial Securities Corporation. Multi-Financial Securities Corporation primarily manages accounts for individuals, corporations or other businesses, and pension and profit sharing plans and has more than $3B in assets under management. This advisor is dually registered with FINRA
...(see more)
and the SEC. This advisor's firm is SEC-registered.
Assisting clients in understanding where they are today can be critical in setting attainable financial and personal goals for the future. We know your hopes and dreams include sending your children to the right schools, a comfortable retirement, and financial security late in life. We are a Wealth Management firm, located in Ocean, New Jersey, assisting our clients in negotiating the financial barriers that inevitably arise in every stage of life. Our team has the experience to design clear strategies that help you pursue these important goals. Ultimately, our greatest impact may be the confidence that comes with working with an Advisor that will educate his clients in the options that are available, and implement those strategies in simple and easy to understand terms
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Answers and Guides
Level 19
Level 19 Contributor
49 Answers and 3 Financial Guides
Top Answers
Answered Aug 16, 2012
near Ocean, NJ
John,
In my opinion, the best course of action to take in allocating this inheritence is to clearly identify your near and longer term goals. Assess the type of risk you want to take in achieving those goals and then allocate a portion to various assets
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John,
In my opinion, the best course of action to take in allocating this inheritence is to clearly identify your near and longer term goals. Assess the type of risk you want to take in achieving those goals and then allocate a portion to various assets to invest. Real estate as well as equities and fixed income are different types of assets that require different skill sets to evalute as a investment[ what is my entry price point and what is my exit price point]. Renting and investing are really the same thing. Do you want to maintain the investment yourself while you take an income or do you want to pay someone else to maintain the investment while you take the income?
Hope this thought helps.
Best of luck
Dan Chen
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Answered Jun 13, 2012
near Ocean, NJ
Joss,
Credit ratings on bonds reflect the ability of the issuer to pay on the principle and interest promised. Triple A reflect the highest probability that the issuer can fullfill the promise made and as a result are the safest to invest in. That being
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Joss,
Credit ratings on bonds reflect the ability of the issuer to pay on the principle and interest promised. Triple A reflect the highest probability that the issuer can fullfill the promise made and as a result are the safest to invest in. That being said, the bond markets in today's world are the most volatile it has been in many years. So take care and becautious when investing in bonds. This link will help with a more in depth picture http://www.treasurer.ca.gov/ratings/moodys.asp
Good Luck
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Answered Apr 25, 2012
near Ocean, NJ
Ryan,
I agree with Barry for the most part. However, given the extreme volitility in today's markets, you may want to consider some type of tactical strategy that will overweight and underweight this asset class given changing global conditions while
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Ryan,
I agree with Barry for the most part. However, given the extreme volitility in today's markets, you may want to consider some type of tactical strategy that will overweight and underweight this asset class given changing global conditions while maintaining your risk profile.
Good Luck,
Dan Chen
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Top Guides
Published Aug 01, 2012
Questions to ask when interviewing an advisor Questions You Should Ask Your Financial Advisor 1)What Is Your Professional Experience With Regard To The Financial Markets? 2)Have You Ever Had A Complaint Or Litigation? Can you
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Published Jun 25, 2012
Roth vs the Traditional IRA According to the guidelines, your eligible for a Traditional IRA and a ROTH IRA. Which one should you choose? If you do not need the tax break today, then choose
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Published Jun 25, 2012
Do You need a Portfolio Strategist? Sports Analogy The analogy of sport teams and investment teams who both want to win are similar in many ways. Imagine that you own a professional football team. As
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*Answers and guides are provided without compensation.
Advisor Information
Advisor Assets Under Management
$333.3K
Estimated Average Account Balance Per Client
*An individual AUM and number of accounts has been entered by the advisor and has not been verified.
Firm Client Types
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Individuals |
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Charitable Organizations |
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State or Municipal Government Entities |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of 08/13/2010, and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
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License Status
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Registered
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Registered
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Disclosures
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| As of Date |
08/13/2010
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10/21/2012
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*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam |
Series |
Passed Date |
| General Securities Principal Examination |
Series 24 |
12/06/2007 |
| General Securities Representative Examination |
Series 7 |
01/03/2007 |
| Investment Company Products/Variable Contracts Representative Examination |
Series 6 |
02/20/1997 |
| Uniform Securities Agent State Law Examination |
Series 63 |
02/22/1993 |
| Municipal Securities Representative Examination |
Series 52 |
02/13/1984 |
Advisor Compensation Arrangements
Types of Compensation Arrangements