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Wesley Shane Whetstone

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Information

Firm:
Type: Registered Representative
Description

Wesley Whetstone is a financial professional at Edward Jones, a broker-dealer with over 16,800 registered representatives nationwide. Wesley has held an industry securities registration for 2 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Edward Jones 11 months, 3 weeks Nov 2013 - Present
State Farm Insurance 1 year, 7 months Apr 2012 - Nov 2013
State Farm VP Management Corp. 1 year, 7 months Apr 2012 - Nov 2013
Jacob's Well 12 years Apr 2000 - Apr 2012
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 01/04/2014
General Securities Representative ExaminationSeries 7 12/16/2013
Uniform Securities Agent State Law ExaminationSeries 63 05/24/2012
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 05/18/2012

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Wesley Shane Whetstone has not answered any questions on Financial Q&A.

Top Guides

Wesley Shane Whetstone has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
06/03/2014
06/04/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets