Home  >  BrightScope Advisor Pages  >  David Alan Basinger

help text

David Alan Basinger

Firm:
Type: Dual Registration

Description

David Basinger a financial professional at VSR Advisory Services, a broker-dealer with 457 registered representatives nationwide. David has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

David Alan Basinger has not answered any questions on Financial Q&A.

Top Guides

David Alan Basinger has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
VSR Advisory Services 5 years, 9 months Aug 2007 - Present
Vsr Financial Services, Inc. 9 years, 8 months Sep 2003 - Present
Basinger Financial Group 9 years, 8 months Sep 2003 - Present
The Masters (Division of Vsr) 3 years, 11 months Sep 2003 - Aug 2007
Wachovia Securities Financial Network, LLC (11025) 3 months Jun 2003 - Sep 2003
Wachovia Securities Financial Network, Inc 8 months Sep 2002 - May 2003
Painewebber Inc. 2 years, 9 months Dec 1999 - Sep 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/09/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

2 Final Judgments

1 Financial Disclosure

As of Date
12/09/2011
12/09/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 11/02/1993
Uniform Securities Agent State Law Examination Series 63 10/14/1993
General Securities Representative Examination Series 7 10/06/1993

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: (6) Performance-based fees