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David Alan Basinger

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Information

Firm:
Type: Dual Registration
Description

David Basinger is a financial professional at Ameriprise Financial Services, Inc., a broker-dealer with over 13,700 registered representatives nationwide. David has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Ameriprise Financial Services Inc 4 months Jun 2014 - Present
VSR Advisory Services 6 years, 10 months Aug 2007 - Jun 2014
VSR Advisory Services 10 years, 9 months Sep 2003 - Jun 2014
Basinger Financial Group 10 years, 9 months Sep 2003 - Jun 2014
The Masters (Division of Vsr) 3 years, 11 months Sep 2003 - Aug 2007
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/02/1993
Uniform Securities Agent State Law ExaminationSeries 63 10/14/1993
General Securities Representative ExaminationSeries 7 10/06/1993

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

David Alan Basinger has not answered any questions on Financial Q&A.

Top Guides

David Alan Basinger has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

4 Final Judgments

As of Date
08/06/2014
07/24/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees