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David Alan Basinger

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Type: SEC and FINRA Registered

David Basinger is a financial professional at Ameriprise Financial Services, Inc., a broker-dealer with over 13,700 registered representatives nationwide. David has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Ameriprise Financial Services Inc 1 year, 4 months Jun 2014 - Present
Vsr Advisory Services (Division of Vsr) 6 years, 10 months Aug 2007 - Jun 2014
VSR Advisory Services 10 years, 9 months Sep 2003 - Jun 2014
Basinger Financial Group 10 years, 9 months Sep 2003 - Jun 2014
The Masters (Division of Vsr Financial Services, Inc) 3 years, 11 months Sep 2003 - Aug 2007
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 11/02/1993
Uniform Securities Agent State Law ExaminationSeries 63 10/14/1993
General Securities Representative ExaminationSeries 7 10/06/1993

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

David Alan Basinger has not answered any questions on Financial Q&A.

Top Articles

David Alan Basinger has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

4 Final Judgments

1 Customer Dispute

4 Final Judgments

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees