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Kosin Cheng

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Kosin Cheng is a financial professional at Fidelity Brokerage Services LLC, a broker-dealer with over 10,900 registered representatives nationwide. Kosin is also registered with Strategic Advisers, Inc., a broker-dealer with over 5,550 registered representatives nationwide. Kosin has held an industry securities registration for 9 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Fidelity Investments 8 years, 10 months Nov 2005 - Present
U.S. Bancorp Investments, Inc. 11 months Dec 2004 - Nov 2005
U.S. Bank 2 years, 5 months Jun 2003 - Nov 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 08/17/2006
General Securities Representative ExaminationSeries 7 03/28/2006
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 06/17/2005
Uniform Securities Agent State Law ExaminationSeries 63 04/04/2005

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kosin Cheng has not answered any questions on Financial Q&A.

Top Guides

Kosin Cheng has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
05/01/2013
06/20/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.