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Nicolet E Hemmy

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Information

Other Names: Nici E Hemmy
Firm:
Type: Dual Registration
Description

Nicolet Hemmy is a financial professional at Cuna Brokerage Services, Inc., a broker-dealer with 766 registered representatives nationwide. Nicolet has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Cuna Brokerage Services, Inc. 8 years, 5 months May 2006 - Present
Cuna Mutual Group 13 years, 4 months Jun 2001 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 07/30/2012
General Securities Representative ExaminationSeries 7 05/13/2006

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Nicolet E Hemmy has not answered any questions on Financial Q&A.

Top Guides

Nicolet E Hemmy has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Corporations or Other Businesses
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/15/2014
07/31/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: FEES FOR FINANCIAL PLANS, EXPENSE REIMBURSEMENT