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Benjamin C Brayshaw

Other Names: Benjamin Brayshaw
Firm:
Questar Asset Management, Inc.
Additional Firm:
Questar Capital Corporation
Type: Dual Registration
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Description

Benjamin Brayshaw a financial professional at Questar Asset Management, Inc., a $272M dollar RIA based in Minneapolis, MN. Benjamin is also registered with Questar Capital Corporation, a broker-dealer with 685 registered representatives nationwide. Benjamin has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Benjamin C Brayshaw has not answered any questions on Financial Q&A.

Top Guides

Benjamin C Brayshaw has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Questar Asset Management 4 years, 3 months Feb 2009 - Present
Questar Capital Corporation 6 years, 5 months Dec 2006 - Present
Usallianz Securities, Inc. 3 years, 2 months Oct 2003 - Dec 2006
Metlife Financial Services 1 year, 4 months May 2002 - Sep 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/26/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute
As of Date
09/26/2012
01/28/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 01/31/2009
General Securities Principal Examination Series 24 03/18/2005
Uniform Securities Agent State Law Examination Series 63 08/15/2002
General Securities Representative Examination Series 7 07/29/2002

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees