Home  >  BrightScope Advisor Pages  >  James Patrick Ryan

James Patrick Ryan

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Patrick Ryan
Firm:
Additional Firm:
Type: Registered Representative
Description

James Ryan is a financial professional at Tudor, Pickering, Holt & Co. Advisors, LLC, a broker-dealer with 60 registered representatives Texas, Colorado and NEW YORK. James is also registered with Tudor, Pickering, Holt & Co. Securities, Inc., a broker-dealer with 104 registered representatives LA, CO and TX. James has held an industry securities registration for less than a year and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Tudor Pickering Holt & Co 1 year, 5 months Jul 2013 - Present
North Carolina High School Athletic Association (Nchsaa) 4 months Oct 2012 - Feb 2013
UBS 2 months Jun 2012 - Aug 2012
Stone Pump and Trench 2 months Jun 2011 - Aug 2011
North Carolina High School Athletic Association (Nchsaa) 4 months Oct 2010 - Feb 2011
North Carolina High School Athletic Association (Nchsaa) 4 months Oct 2009 - Feb 2010
Mission Constructors 1 month Jun 2009 - Jul 2009
Houston Museum of Natural Science 1 month Jun 2008 - Jul 2008
Houston Museum of Natural Science 1 month Jun 2007 - Jul 2007
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/09/2013
Investment Banking Registered Representative ExaminationSeries 79 08/07/2013

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

James Patrick Ryan has not answered any questions on Financial Q&A.

Top Guides

James Patrick Ryan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

No compensation arrangements listed.