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Clay Eubank

Clay Eubank
Other Names: Clavel Tyrus Eubank Jr
Firm:
Capital Advisory Group
Managing Director
Additional Firm:
Capital Advisory Group
Managing Director
Type: RIA
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Description

Clay Eubank an executive and has an ownership stake of Capital Advisory Group, a $946M dollar RIA based in Richmond, VA. Clay Eubank has held an industry securities registration for 32 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Clay Eubank has not answered any questions on Financial Q&A.

Top Guides

Clay Eubank has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Capital Advisory Group 7 years, 1 month Apr 2006 - Present
Capital Advisory Group 10 years, 4 months Jan 2003 - Present
Capital Advisory Group 11 years, 11 months Jun 2001 - Present
Capgroup Securities, L.L.C. 14 years, 1 month Apr 1999 - Present
Capgroup Investment Advisors 14 years, 11 months Apr 1991 - Mar 2006
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 04/03/2006, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
04/03/2006
04/03/2006
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Investment Company Products/Variable Contracts Representative Examination Series 6 10/25/1993
Uniform Securities Agent State Law Examination Series 63 08/17/1993
Uniform Investment Adviser Law Examination Series 65 05/08/1991
National Commodity Futures Examination Series 3 02/10/1983
General Securities Representative Examination Series 7 11/17/1979

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees