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Samuel Joseph Roberts

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Information

Other Names: Samuel Roberts
Firm:
Type: Registered Representative
Description

Samuel Roberts is a financial professional at Allianz Life Financial Services, LLC, a broker-dealer with 415 registered representatives nationwide. Samuel has held an industry securities registration for less than a year and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Allianz Life Financial Services, LLC 1 year, 11 months Dec 2012 - Present
Allianz Life Insurance Company of North Americagolden 1 year, 11 months Dec 2012 - Present
Office of Congresswoman Betty Mccollum 3 months Sep 2011 - Dec 2011
Starbucks 1 year, 7 months Aug 2007 - Mar 2009
Banana Republic 9 years Nov 2005 - Present
Hamline University 5 years Aug 2005 - Aug 2010
Children's Theatre Company of Minneapolis 1 year, 9 months Aug 2003 - May 2005
Exams
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 03/15/2013

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Samuel Joseph Roberts has not answered any questions on Financial Q&A.

Top Guides

Samuel Joseph Roberts has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.