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Anthony Victor Palermo

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Information

Other Names: Tony Palermo
Firm:
Type: Dual Registration
Description

Anthony Palermo is a financial professional at Princor Financial Services Corporation, a broker-dealer with over 3,600 registered representatives nationwide. Anthony has held an industry securities registration for 23 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Principal Life Insurance Company 1 year Dec 2013 - Present
Principal Life Insurance Company 8 years, 6 months Jul 1998 - Jan 2007
Princor Financial Services Corporation 25 years, 10 months Feb 1989 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/09/2008
Uniform Securities Agent State Law ExaminationSeries 63 05/02/1991

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Anthony Victor Palermo has not answered any questions on Financial Q&A.

Top Guides

Anthony Victor Palermo has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/07/2014
09/26/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SEMINAR FEES AND SOLICITORS FEES