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Jeremy Andrew Hawkins

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Jeremy Hawkins is a financial professional at LPL Financial LLC, a broker-dealer with over 17,800 registered representatives nationwide. Jeremy is also registered with Cuna Brokerage Services, Inc., a broker-dealer with 768 registered representatives nationwide. Jeremy has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Cuna Brokerage Services, Inc. 2 weeks, 3 days Sep 2014 - Present
Cuna Mutual Group 2 weeks, 3 days Sep 2014 - Present
LPL Financial LLC 8 years, 7 months Feb 2006 - Sep 2014
Davidson Investment Advisors, Inc. 4 years, 1 month Jan 2002 - Feb 2006
Da Davidson 6 years, 1 month Jan 2000 - Feb 2006
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 05/18/2006
Uniform Combined State Law ExaminationSeries 66 02/28/2000
General Securities Representative ExaminationSeries 7 02/18/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Jeremy Andrew Hawkins has not answered any questions on Financial Q&A.

Top Guides

Jeremy Andrew Hawkins has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/17/2014
06/17/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: FEES FOR FINANCIAL PLANS, EXPENSE REIMBURSEMENT