Home  >  BrightScope Advisor Pages  >  Michael Joseph Hogan


Type: Registered Representative

Michael Hogan is a financial professional at Harris Williams LLC, a broker-dealer with 118 registered representatives CA and VA. Michael has held an industry securities registration for 11 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Joseph Hogan has not answered any questions on Financial Q&A.

Top Guides

Michael Joseph Hogan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Harris Williams Advisors, Inc. 13 years, 1 month Mar 2001 - Present
Harris Williams LLC 14 years, 8 months Aug 1999 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 04/10/2006
Uniform Securities Agent State Law Examination Series 63 10/27/2001
General Securities Representative Examination Series 7 08/02/2001

Firm Compensation Arrangements

help text

Types of Compensation Arrangements