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Michael Joseph Hogan

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Information

Firm:
Type: Registered Representative
Description

Michael Hogan is a financial professional at Harris Williams LLC, a broker-dealer with 118 registered representatives CA and VA. Michael has held an industry securities registration for 11 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Harris Williams Advisors, Inc. 13 years, 5 months Mar 2001 - Present
Harris Williams LLC 14 years, 12 months Aug 1999 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 04/10/2006
Uniform Securities Agent State Law ExaminationSeries 63 10/27/2001
General Securities Representative ExaminationSeries 7 08/02/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael Joseph Hogan has not answered any questions on Financial Q&A.

Top Guides

Michael Joseph Hogan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
08/29/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Other: FEE SHARING WITH OTHER INVESTMENT ADVISORS