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Joseph Martin Boller

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Information

Other Names: Joe Boller, Joey Boller
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with First Independent Advisory Services, Inc. ended in May 11, 2015.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Alltite, Inc 8 months, 3 weeks Sep 2014 - Present
Pro-Kleen Industrial Industries 5 years, 7 months Oct 2008 - May 2014
Renew Refinishing Ks 11 months Feb 2008 - Jan 2009
First Independent Advisory Services, Inc 10 years, 6 months Nov 2004 - Present
First Independent Financial Services, Inc. 10 years, 8 months Sep 2004 - Present
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/12/1996
National Commodity Futures ExaminationSeries 3 08/30/1989
General Securities Representative ExaminationSeries 7 05/17/1986
Uniform Securities Agent State Law ExaminationSeries 63 05/16/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Joseph Martin Boller has not answered any questions on Financial Q&A.

Top Guides

Joseph Martin Boller has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Not registered
Disclosures

3 Customer Disputes

3 Customer Disputes

As of Date
05/01/2015
05/19/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.