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Joseph Martin Boller

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Information

Other Names: Joe Boller, Joey Boller
Firm:
Additional Firm:
Type: Dual Registration
Description

Joseph Boller is a financial professional at First Independent Financial Services, Inc., a broker-dealer with 74 registered representatives nationwide. Joseph is also registered with First Independent Advisory Services, Inc., a $39M RIA based in Tulsa, OK. Joseph has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Pro-Kleen Industrial Industries 5 years, 10 months Oct 2008 - Present
Renew Refinishing Ks 11 months Feb 2008 - Jan 2009
First Independent Advisory Services, Inc. 9 years, 9 months Nov 2004 - Present
First Independent Financial Services, Inc. 9 years, 11 months Sep 2004 - Present
Neidiger, Tucker, Bruner, Inc 1 month Aug 2004 - Sep 2004
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/12/1996
National Commodity Futures ExaminationSeries 3 08/30/1989
General Securities Representative ExaminationSeries 7 05/17/1986
Uniform Securities Agent State Law ExaminationSeries 63 05/16/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Joseph Martin Boller has not answered any questions on Financial Q&A.

Top Guides

Joseph Martin Boller has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

3 Customer Disputes

3 Customer Disputes

As of Date
08/03/2014
11/14/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees