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Other Names: Joe Boller, Joey Boller
Additional Firm:
Type: Dual Registration

Joseph Boller is a financial professional at First Independent Advisory Services, Inc., a $39M RIA based in Tulsa, OK. Joseph is also registered with First Independent Financial Services, Inc., a broker-dealer with 75 registered representatives nationwide. Joseph has held an industry securities registration for 10 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Joseph Martin Boller has not answered any questions on Financial Q&A.

Top Guides

Joseph Martin Boller has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Pro-Kleen Industrial Industries 5 years, 6 months Oct 2008 - Present
Renew Refinishing Ks 11 months Feb 2008 - Jan 2009
First Independent Advisory Services, Inc. 9 years, 5 months Nov 2004 - Present
First Independent Financial Services, Inc. 9 years, 7 months Sep 2004 - Present
Neidiger, Tucker, Bruner, Inc 1 month Aug 2004 - Sep 2004
Chapman Securities, Inc. 2 years Aug 2002 - Aug 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/01/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

3 Customer Disputes

3 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Investment Adviser Law Examination Series 65 04/12/1996
National Commodity Futures Examination Series 3 08/30/1989
General Securities Representative Examination Series 7 05/17/1986
Uniform Securities Agent State Law Examination Series 63 05/16/1986

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees