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Joseph Martin Boller

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Other Names: Joe Boller, Joey Boller
Additional Firm:
Type: SEC and FINRA Registered

Joseph Boller is a financial professional at First Independent Financial Services, Inc., a broker-dealer with 68 registered representatives nationwide. Joseph is also registered with First Independent Advisory Services, Inc., a $36M RIA based in Tulsa, OK. Joseph has held an industry securities registration for 28 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Alltite, Inc 7 months, 2 weeks Sep 2014 - Present
Pro-Kleen Industrial Industries 5 years, 7 months Oct 2008 - May 2014
Renew Refinishing Ks 11 months Feb 2008 - Jan 2009
First Independent Advisory Services, Inc. 10 years, 5 months Nov 2004 - Present
First Independent Financial Services, Inc. 10 years, 7 months Sep 2004 - Present
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/12/1996
National Commodity Futures ExaminationSeries 3 08/30/1989
General Securities Representative ExaminationSeries 7 05/17/1986
Uniform Securities Agent State Law ExaminationSeries 63 05/16/1986

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Joseph Martin Boller has not answered any questions on Financial Q&A.

Top Guides

Joseph Martin Boller has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

3 Customer Disputes

3 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets