|Other Names:||Eddie Link Jr, Nelson E Link Jr. Jr, Nelson Edward Link Jr ...(see more) ,Nelson Edward Link Jr Jr hide|
Nelson Link is a financial professional at UBS Financial Services Inc., a broker-dealer with over 12,500 registered representatives nationwide. Nelson has held an industry securities registration for 25 years and is subject to SEC and FINRA oversight.
Top AnswersNelson E Link has not answered any questions on Financial Q&A.
|Banking or Thrift Institutions|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
|State or Municipal Government Entities|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|UBS Financial Services Inc.||2 years, 1 month||Feb 2012 - Present|
|Morgan Stanley Smith Barney||2 years, 8 months||Jun 2009 - Feb 2012|
|Citigroup Global Markets Inc.||8 years, 8 months||Oct 2000 - Jun 2009|
No Disclosures Found
1 Regulatory Event
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Futures Managed Funds Examination||Series 31||10/07/1997|
|Uniform Investment Adviser Law Examination||Series 65||09/26/1991|
|Registered Options Principal Examination||Series 4||02/21/1991|
|General Securities Principal Examination||Series 24||07/10/1990|
|Uniform Securities Agent State Law Examination||Series 63||03/25/1988|
|General Securities Representative Examination||Series 7||01/16/1988|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: SEE SCHEDULE D - MISCELLANEOUS