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Servando Andres Llanio

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Information

Other Names: Sam Llanio
Firm:
Type: Dual Registration
Description

Servando Llanio is a financial professional at Invest Financial Corporation, a broker-dealer with over 1,550 registered representatives nationwide. Servando has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Invest Financial Corporation 7 years, 1 month Oct 2007 - Present
Aig Financial Advisors, Inc. 2 years Oct 2005 - Oct 2007
Sunamerica Securities, Inc. 8 years, 6 months Apr 1997 - Oct 2005
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 04/14/1997
Uniform Securities Agent State Law ExaminationSeries 63 01/22/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Servando Andres Llanio has not answered any questions on Financial Q&A.

Top Guides

Servando Andres Llanio has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
09/26/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Performance-based Fees