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Information

Other Names: Reese Linton
Firm:
Additional Firm:
Type: Dual Registration
Description

Maurice Linton is a financial professional at Schwab Private Client Investment Advisory, Inc., a $58B RIA based in San Francisco, CA. Maurice is also registered with Charles Schwab & Co., Inc., a broker-dealer with over 7,100 registered representatives nationwide. Maurice has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Maurice Simpson Linton has not answered any questions on Financial Q&A.

Top Guides

Maurice Simpson Linton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Schwab Private Client Investment Advisory, Inc. 2 years, 3 months Jan 2012 - Present
Charles Schwab Bank 3 years, 2 months Oct 2008 - Dec 2011
Charles Schwab & Co., Inc. 16 years, 10 months Jun 1997 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/06/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Financial Disclosure

1 Financial Disclosure

As of Date
05/06/2013
08/16/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 08/21/2007
Uniform Securities Agent State Law Examination Series 63 02/18/2004
General Securities Representative Examination Series 7 01/09/2001

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Hourly Charges
  • Fixed Fees
  • Other: ASSET BASED FEES FOR WRAP PROGRAMS SPONSORED BY APPLICANT.