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Maurice Simpson Linton

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Information

Other Names: Reese Linton
Firm:
Additional Firm:
Type: Dual Registration
Description

Maurice Linton is a financial professional at Charles Schwab & Co., Inc., a broker-dealer with over 7,100 registered representatives nationwide. Maurice is also registered with Schwab Private Client Investment Advisory, Inc., a $58B RIA based in San Francisco, CA. Maurice has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Schwab Private Client Investment Advisory, Inc. 2 years, 9 months Jan 2012 - Present
Charles Schwab Bank 3 years, 2 months Oct 2008 - Dec 2011
Charles Schwab & Co., Inc 17 years, 4 months Jun 1997 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 08/21/2007
Uniform Securities Agent State Law ExaminationSeries 63 02/18/2004
General Securities Representative ExaminationSeries 7 01/09/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Maurice Simpson Linton has not answered any questions on Financial Q&A.

Top Guides

Maurice Simpson Linton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Financial Disclosure

1 Financial Disclosure

As of Date
09/10/2014
08/16/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Hourly Charges
  • Fixed Fees
  • Other: ASSET BASED FEES FOR WRAP PROGRAMS SPONSORED BY APPLICANT.