Sean Farrell is a financial professional at Cuna Brokerage Services, Inc., a broker-dealer with 757 registered representatives nationwide. Sean has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.
Top AnswersSean Michael Farrell has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Cuna Brokerage Services, Inc.||19 years, 8 months||Jul 1994 - Present|
|Cuna Mutual Group||19 years, 8 months||Jul 1994 - Present|
3 Customer Disputes
5 Customer Disputes
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|Uniform Combined State Law Examination||Series 66||07/26/2005|
|Uniform Securities Agent State Law Examination||Series 63||04/15/1998|
|General Securities Representative Examination||Series 7||08/05/1996|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||03/30/1992|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: FEES FOR FINANCIAL PLANS, EXPENSE REIMBURSEMENT