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Financial Planning and Information Services, Inc.
Vice President, Chief Compliance Officer
Type: RIA

Ryan Wempe is an executive and is an owner of Financial Planning and Information Services, Inc., a $305M RIA based in De Pere, WI. Ryan has held an industry securities registration for 5 years and is subject to SEC oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Ryan Brent Wempe has not answered any questions on Financial Q&A.

Top Guides

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*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Financial Planning and Information Services, Inc. 8 years, 2 months Feb 2006 - Present
Financial Planning and Information Services, Inc. 3 years, 8 months Jun 2002 - Feb 2006
St. Norbert College 3 years, 9 months Aug 1998 - May 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/04/2007, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Advisor Exams

There is currently no information available.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees