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Ryan Brent Wempe

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Information

Firm:
Financial Planning and Information Services, Inc.
Vice President, Chief Compliance Officer
Type: RIA
Description

Ryan Wempe is an executive and is an owner of Financial Planning and Information Services, Inc., a $305M RIA based in De Pere, WI. Ryan has held an industry securities registration for 7 years and is subject to SEC oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Financial Planning and Information Services, Inc. 8 years, 9 months Feb 2006 - Present
Financial Planning and Information Services, Inc. 3 years, 8 months Jun 2002 - Feb 2006
Exams
No Exams

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Ryan Brent Wempe has not answered any questions on Financial Q&A.

Top Guides

Ryan Brent Wempe has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/10/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees