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Melinda Lee Schad

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Information

Other Names: Melinde Lee Schad
Firm:
Type: Dual Registration
Description

Melinda Schad is a financial professional at Stifel, Nicolaus & Company, Incorporated, a broker-dealer with over 4,000 registered representatives nationwide. Melinda has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Stifel Nicolaus & Co Inc 1 year, 4 months Jun 2013 - Present
Wells Fargo Advisors LLC 4 years, 1 month May 2009 - Jun 2013
Wachovia Securities, LLC 1 year, 3 months Feb 2008 - May 2009
B. Riley & Co., LLC 2 months Dec 2007 - Feb 2008
A.G. Edwards 4 years, 9 months Apr 2003 - Jan 2008
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/12/1999
General Securities Representative ExaminationSeries 7 03/12/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Melinda Lee Schad has not answered any questions on Financial Q&A.

Top Guides

Melinda Lee Schad has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
10/03/2014
11/06/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions