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Thomas Steven Hexner

Firm:
AllianceBernstein L.P.
Additional Firm:
Sanford C. Bernstein & Co., LLC
Director
Type: Dual Registration
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Description

Thomas Hexner is an executive and has an ownership stake of Sanford C. Bernstein & Co., LLC, a broker-dealer with 823 registered representatives nationwide. Thomas is also registered with AllianceBernstein L.P., a $406B dollar RIA based in Manhattan, NY. Thomas has held an industry securities registration for 27 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Thomas Steven Hexner has not answered any questions on Financial Q&A.

Top Guides

Thomas Steven Hexner has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
High Net Worth Individuals
Individuals
Other Investment Advisors
State or Municipal Government Entities
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Corporations or Other Businesses
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Sanford C. Bernstein & Co., LLC 12 years, 7 months Nov 2000 - Present
Sanford C. Bernstein & Co., Inc. 27 years, 2 months Apr 1986 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/31/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/31/2009
10/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 03/17/1999
Uniform Investment Adviser Law Examination Series 65 03/18/1992
National Commodity Futures Examination Series 3 02/26/1991
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 04/25/1989
Uniform Securities Agent State Law Examination Series 63 07/10/1985
General Securities Representative Examination Series 7 06/15/1985

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Subscription Fees
  • Fixed Fees
  • Commissions
  • Other: (6) Performance-based fees