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Rachel Yabut Strand

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Other Names: Rachel Vicmudo Yabut, Rachel Yabut Closson
Type: Dual Registration

Rachel Strand is a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 28,500 registered representatives nationwide. Rachel has held an industry securities registration for a year and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
J.P. Morgan Securities LLC 4 months, 3 weeks May 2014 - Present
Jpmorgan Chase Bank Na 5 months, 3 weeks Apr 2014 - Present
Ubs Financial Services Inc 4 years, 4 months May 2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 5 years, 9 months Aug 2004 - May 2010
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/28/2003
General Securities Representative ExaminationSeries 7 11/20/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Rachel Yabut Strand has not answered any questions on Financial Q&A.

Top Guides

Rachel Yabut Strand has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Performance-based Fees