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Rachel Yabut Strand

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Information

Other Names: Rachel Vicmudo Yabut, Rachel Yabut Closson
Firm:
Type: Registered Representative
Description

Rachel Strand is a financial professional at UBS Financial Services Inc., a broker-dealer with over 12,600 registered representatives nationwide. Rachel has held an industry securities registration for 11 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Ubs Financial Services Inc. (8174) 4 years, 3 months May 2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 5 years, 9 months Aug 2004 - May 2010
McDonald Investments 3 years, 9 months Nov 2000 - Aug 2004
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 08/28/2003
General Securities Representative ExaminationSeries 7 11/20/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Rachel Yabut Strand has not answered any questions on Financial Q&A.

Top Guides

Rachel Yabut Strand has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
12/16/2010
02/01/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: SEE SCHEDULE D - MISCELLANEOUS