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John Arthur Vaccaro

Other Names: John Arthur Vacarro, John Arthur Vaccarro, John Vaccaro
Firm:
MML Investors Services, LLC
President, Director, Agency Field Force Supvr.
Additional Firm:
Mmlisi Financial Alliances, LLC
Director
Type: Registered Representative
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Description

John Vaccaro an executive and has an ownership stake of MML Investors Services, LLC, a broker-dealer with over 4,700 registered representatives nationwide. John has held an industry securities registration for 18 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

John Arthur Vaccaro has not answered any questions on Financial Q&A.

Top Guides

John Arthur Vaccaro has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
MML Investors Services, LLC 4 years, 5 months Dec 2008 - Present
Mmlisi Financial Alliances, LLC 5 years, 9 months Aug 2007 - Present
Mml Investors Services, LLC 6 years May 2007 - Present
Massachusetts Mutual Life Insurance Company 6 years, 1 month Apr 2007 - Present
Hartford Equity Sales Company Inc. 2 years, 8 months Aug 2004 - Apr 2007
Hartford Life 2 years, 9 months Jul 2004 - Apr 2007
Ws Griffith Securities, Inc. 2 years, 1 month Jun 2002 - Jul 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 01/06/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
01/06/2012
03/24/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 07/26/2001
Uniform Investment Adviser Law Examination Series 65 04/06/2000
General Securities Representative Examination Series 7 11/29/1999
Uniform Securities Agent State Law Examination Series 63 08/31/1995
Investment Company Products/Variable Contracts Representative Examination Series 6 06/10/1994

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SOLICITORS FEES