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Overview

Services

Advisor Services

  • Financial Planning

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
B C Ziegler and Company 8 years, 2 months Dec 2007 - Present
Cabrera Capital Markets, Inc. 1 year, 11 months Jan 2006 - Dec 2007
Rbc Dain Rauscher Inc. 1 year, 10 months Feb 2004 - Dec 2005
William R. Hough & Co. 12 years, 3 months Nov 1991 - Feb 2004
Are You
Cathryn Ann Connell?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Cathryn Connell

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    May 27, 2009
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Aug 9, 2012
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

B. C. Ziegler and Company

Last updated on Nov. 12, 2015
    • $377.2M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 2K
      Accounts
    • $223.2K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
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