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Isaac Keil

Other Names: Yitzi Keil
Firm:
AXA Advisors, LLC
Type: RIA
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Description

Isaac Keil a financial professional at AXA Advisors, LLC, a broker-dealer with over 4,950 registered representatives nationwide. Isaac has held an industry securities registration for 5 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Isaac Keil has not answered any questions on Financial Q&A.

Top Guides

Isaac Keil has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Axa Advisors 6 years May 2007 - Present
Stern High School 1 year, 6 months Nov 2005 - May 2007
Olde City Financial 5 months Nov 2005 - Apr 2006
Bryn Mortgage 6 months May 2005 - Nov 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/06/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
10/06/2010
06/23/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 07/11/2007
General Securities Representative Examination Series 7 06/19/2007

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions