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Other Names: Yitzi Keil
Type: Dual Registration

Isaac Keil is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a $486B RIA based in New York, NY. Isaac has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

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Answers and Guides

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Top Answers

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Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Merrill Lynch, Pierce, Fenner & Smith Incorporated 8 months, 2 weeks Aug 2013 - Present
Bank of America,Na 8 months, 2 weeks Aug 2013 - Present
P.J. Robb Variable Corporation 3 months May 2013 - Aug 2013
Peilim Portfolio Management 10 months Jul 2012 - May 2013
Axa Advisors 4 years, 1 month May 2007 - Jun 2011
Stern High School 1 year, 6 months Nov 2005 - May 2007
Olde City Financial 5 months Nov 2005 - Apr 2006
Bryn Mortgage 6 months May 2005 - Nov 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/09/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Combined State Law Examination Series 66 07/11/2007
General Securities Representative Examination Series 7 06/19/2007

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions