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John Scott Costa

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

John Costa is a financial professional at Nationwide Planning Associates Inc., a broker-dealer with 54 registered representatives NJ. John is also registered with Npa Asset Management, LLC, a $210M RIA based in Paramus, NJ. John has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Nationwide Planning Associates 5 years, 11 months Sep 2008 - Present
Npa Asset Management 5 years, 11 months Sep 2008 - Present
Royal Alliance Associates, Inc. 4 years, 2 months Jul 2004 - Sep 2008
John Costa / Self Employed 20 years, 1 month Jul 1994 - Present
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 07/10/2001
Uniform Securities Agent State Law ExaminationSeries 63 06/04/2001
General Securities Principal ExaminationSeries 24 04/09/2001
General Securities Representative ExaminationSeries 7 11/16/1999
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/25/1994

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Scott Costa has not answered any questions on Financial Q&A.

Top Guides

John Scott Costa has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

2 Customer Disputes

3 Customer Disputes

As of Date
07/02/2014
07/02/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets