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John Scott Costa

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Additional Firm:
Type: SEC and FINRA Registered

John Costa is a financial professional at Nationwide Planning Associates Inc., a broker-dealer with 69 registered representatives NJ. John is also registered with Npa Asset Management, LLC, a $238M RIA. John has held an industry securities registration for 12 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Nationwide Planning Associates 7 years, 1 month Sep 2008 - Present
Npa Asset Management 7 years, 1 month Sep 2008 - Present
Royal Alliance Associates, Inc. 4 years, 2 months Jul 2004 - Sep 2008
John Costa / Self Employed 21 years, 3 months Jul 1994 - Present
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 07/10/2001
Uniform Securities Agent State Law ExaminationSeries 63 06/04/2001
General Securities Principal ExaminationSeries 24 04/09/2001
General Securities Representative ExaminationSeries 7 11/16/1999
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 07/25/1994

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

John Scott Costa has not answered any questions on Financial Q&A.

Top Articles

John Scott Costa has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

2 Customer Disputes

3 Customer Disputes

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets