Wunderlich Securities, Inc.

Wunderlich Securities, Inc. is a broker-dealer with 390 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.

Advisors (390)

Name	Start Date
Abdurrahman S Naser	Jan 2003
Aimee Marie Caraballo	Oct 2010
Alan Frank Ruggiero	Oct 2011
Alan Mears Gilbreath	Aug 2008
Albert May Alexander	Mar 2004

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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

$586.2M

Total Assets

Accounts

$219.5K

Estimated Average Account Balance

*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

Wunderlich Investment Company, Inc. (75% or more)
Gary Kent Wunderlich (10% to 25%)
Philip Richard Zanone (5% to 10%)
Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name	Title	Tenure Date
Gary Kent Wunderlich	Director/Ceo	12/01/1997
Philip Richard Zanone	Director/President	12/01/1997
Stephen Joseph Bonnema	Chief Operating Officer & Director	07/01/2002
David Lawrence Webb	Chief Compliance Officer- Ia Only	03/01/2010
Robert Jeffery Corne	Chief Financial Officer	11/01/2009

Name	Title	Tenure Date
Gary Kent Jr Wunderlich	Director/Ceo	12/01/1997
Philip Richard Jr Zanone	Director/President	12/01/1997
Stephen Joseph Bonnema	Chief Operating Officer & Director	07/01/2002
David Lawrence Webb	Chief Compliance Officer- Ia Only	03/01/2010
Robert Jeffery Corne	Chief Financial Officer	11/01/2009
William David Woodward	Chief Compliance Officer	09/01/2011

Affiliated Investment Advisors and Broker Dealers

No firm affiliates listed.

Principal Office & Place of Business

Principal Office

Address:	6000 Poplar Avenue Memphis , TN 38119
Phone Number:	901-251-1330

Other Offices Address	City	State	Zip
260 East Brown Street	Birmingham	MI	48009
200 W. Madison St.	Chicago	IL	60606
10370 Richmond Avenue	Houston	TX	77042
7711 Bonhomme	St. Louis	MO	63105
15 Cattano Blvd	Morristown	NJ	07960

Firm Compensation Arrangements

Types of Compensation Arrangements

Percentage of Assets
Hourly Charges
Fixed Fees
Commissions

Key Information

Type:	Dual Registrant
HQ:	Memphis, TN
Employees:	About 455
Total Assets:	$586.2M
Website:	Wunderlich Securities, Inc.

Client Types

	Individuals
	High Net Worth Individuals
	Banking or Thrift Institutions
	Pension and Profit Sharing Plans
	Corporations or Other Businesses
	Charitable Organizations
	Investment Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing as of 03/26/2012.

Professional Designations

No professional designations listed.

Membership Associations

No membership associations listed.

State Registrations

Wunderlich Securities, Inc. is registered in the following states: MA, PA, CA, NY, MO, NJ, OK, NH, KS, NC, LA, WA, FL, CO, HI, OR, IL, GA, AL, WI, MI, TX, IA, VA, TN, MD, AZ, OH, DC, KY, WV, MN, SC, IN, DE, CT, RI, AR, ID, ME, SD, AK, NV, MS and VI

Firm Services

No services listed.