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Janus

Janus
Janus is a RIA based in Denver, CO with $130B in AUM and with 1 advisor nationwide.

Firm Information

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Advisors (1)

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Name Start Date
David Kowalski Feb 2006
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$129.8B
Total Assets
508
Accounts
$255.6M
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Janus Capital Group Inc (75% or more)
  •   Janus Management Holdings Corporation (5% to 10%)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Richard Maccoy Weil Chief Executive Officer 02/01/2010
David Kowalski Senior V.P. of Compliance, Chief Compliance Officer 02/01/2005
Robin Beery Executive V.P. and Head of U.S. Distribution 09/01/2009
Heidi W. Hardin Senior V.P., General Counsel and Secretary 01/01/2008
George Samuel Batejan Executive V.P. and Global Head of Technology and Operations 10/01/2010

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
151 Detroit Street
Denver , CO 80206
Phone Number: 303-333-3863

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees