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Janus is a RIA based in Denver, CO with $130B in AUM and with 1 advisor nationwide.

Firm Information

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Advisors (1)

Name Start Date
David Kowalski Feb 2006
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


  •   Janus Capital Group Inc (75% or more)
  •   Janus Management Holdings Corporation (5% to 10%)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Richard Maccoy Weil Chief Executive Officer 02/01/2010
David Kowalski Senior V.P. of Compliance, Chief Compliance Officer 02/01/2005
Heidi W. Hardin Senior V.P., General Counsel and Secretary 01/01/2008
George Samuel Batejan Executive V.P. and Global Head of Technology and Operations 10/01/2010
Augustus Cheh Executive Vice President 03/01/2011

Affiliated Investment Advisors and Broker Dealers

No firm affiliates listed.

Principal Office & Place of Business

Principal Office

151 Detroit Street
Denver , CO 80206
Phone Number: 303-333-3863
Other Offices Address City State Zip
720 South Colorado Boulevard Denver CO 80246
State Street Financial Center Boston MA 02111
801 Pennsylvania Avenue Kansas City MO 64105
520 Newport Center Drive New Port Beach CA 92660

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Performance-based Fees